Discovering New Organocatalytic Organic Transformations Using N-heterocyclic Carbene as a Catalyst
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IISER-M
Abstract
The research work carried out in this thesis involves the development of new synthetic
methodologies using N-heterocyclic carbene (NHC) as an organocatalyst.
This thesis is divided into four chapters.
Chapter 1:
General introduction to N-heterocyclic carbene (NHC) catalysis.
In recent years, persistent carbene chemistry has become one of the fascinating areas in
organic chemistry. Among these, N-heterocyclic carbenes (NHCs) have found an important role
in organocatalytic transformations, mainly in carbon–carbon, carbon–heteroatom bond formation
and annulation reactions. The utility of NHCs has also been explored in other organic
transformations such as; oxidation reactions, transesterification and silyl activation. The
versatility of N-heterocyclic carbenes is due to their different modes of activation towards
different functional groups . In this chapter, the applications of NHC as an
organocatalyst for various types of organic reactions are highlighted.
Chapter 2: N-Heterocyclic carbene as a Brønsted base catalyst
This chapter is sub-divided into two parts namely Part A and Part B.
PART A: N-heterocyclic carbene catalyzed access to diaryl- and triarylmethyl phosphonates
through the 1,6-conjugate addition of dialkylphosphites to p-quinone methides and
fuchsones.
Organophosphorous derivatives are found to be an imperative class of organic
compounds due to their widespread applications in many areas including organometallic
chemistry, medicinal chemistry and pharmaceutical industries. These are also used as metal
extractants and flame retardants. Their utility has been further extended in organic synthesis as
starting materials in the synthesis of olefin derivatives. Among the organophosphorous
compounds, the diaryl- and triarylmethyl phosphonate derivatives have been realized as vital derivatives due to their remarkable applications in medicinal chemistry.
The classical methods for the synthesis of arylated methyl phosphonates involve the
Arbuzov reaction and Friedel−Crafts type of reactions. However, harsh reaction conditions and
narrow substrate scope limit the applications of this protocol. In order to overcome these
shortcomings, recently, many strategies have emerged for the synthesis of diaryl- and
triarylmethyl phosphonates which involve FeCl3-mediated Friedel-Crafts reaction and transition
metal catalyzed coupling reactions. Although these methods involve relatively mild conditions and good regioselectivity, utilization of stoichiometric amount of FeCl3 and metal catalysts
remains challenging. Despite their extensive applications, very limited number of reports are
available for the synthesis of arylated methyl phosphonates, particularly diaryl- and triarylmethyl
phosphonates. Therefore, developing an alternative and more efficient method for the synthesis
of these compounds remains a demanding task, especially under organocatalytic conditions. In
this part of Chapter 2, we disclose NHC catalyzed atom economical 1,6-conjugate addition of
dialkylphosphites to p-quinone methides and fuchsones to access diaryl- and triarylmethyl
phosphonates.
Optimization studies have been carried out by using NHC-CO2 adducts as pre-catalyst for
the NHC catalyzed 1,6-conjugate addition of dialkylphosphites to p-quinone methides and
fuchsones. After screening different reaction conditions, IMes.CO2 was found to be the best precatalyst
for this transformation. Having optimal reaction conditions in hand, the scope and
limitations of this methodology were explored by using a wide range of p-quinone methides and
dialkylphosphites. Irrespective of the nature of substituents on p-quinone methides and
dialkylphosphites, the corresponding diaryl phosphonates were obtained in good to excellent
yields. Triarylmethyl phosphonates were obtained in low to moderate yields at 80 °C.
PART B: N-heterocyclic carbene catalyzed 1,6-conjugate addition of 2-naphthol to pquinone
methides: Expedient access to unsymmetrical triarylmethanes.
While working on NHC catalyzed 1,6-conjugate addition of dialkylphosphites to pquinone
methides we envisioned that it is possible to access unsymmetrical triarylmethane
derivatives through 1,6-conjugate addition of 2-naphthol to p-quinone methides using NHC as a
Brønsted base catalyst. Unsymmetrical triarylmethanes and their derivatives are remarkable
synthetic targets, due to their widespread utility as building blocks in many natural products,
biologically active compounds and dyes. Few of the biologically active triarylmethanes.
Although numerous methods have been developed for the synthesis of unsymmetrical
triarylmethanes, traditionally triarylmethanes are accessed through Friedel-Crafts type reactions
of diarylmethanols or reductive dehydroxylation of triarylmethanols. Though these methods are
simple and widely used the utilization of electron-rich arenes and harsh reaction conditions limit
the efficacy of these protocols. To address these issues, recently, the transition metal catalyzed
reactions have been developed. Ever since the extensive utility of unsymmetrical triarylmethanes,
developing a simple and atom economical approach for the synthesis of unsymmetrical
triarylmethanes, especially under organocatalytic conditions is always in high demand. In this
part of Chapter 2, we unveiled NHC as a Brønsted base for the 1,6-conjugate addition of 2-
naphthol to p-quinone methides for obtaining unsymmetrical triarylmethane derivatives.
After screening different reaction conditions, IPr.HCl was found to be the best precatalyst
and dichloromethane was found to be the most appropriate solvent. Having optimized
reaction conditions in hand, the scope and limitations of this methodology were further
elaborated using variety of p-quinone methides as well as 2-naphthols. Regardless of the nature
of substrates, the corresponding triarylmethanes were isolated in good to excellent yields. 100%
atom economy and simple reaction condition are the significant features of this protocol.
Chapter 3:
N-heterocyclic carbene catalyzed trimethylsilylation of terminal acetylenes and indoles
using Ruppert’s reagent as a silyl source under solvent free conditions.
Alkynylsilicon reagents are considered important synthetic targets due to their wideranging
utility in many organic transformations, such as, metal catalyzed cross-coupling
reactions, alkynylation reactions and metathesis reactions. Conventionally, alkynylsilicon
compounds are synthesized by deprotonation of terminal acetylenes by using strong bases such
as organolithium and Grignard reagents followed by quenching with silyl electrophiles. Some
other metal catalyzed or mediated protocols have also been developed to avoid some of the
limitations of the traditional methods, such as utilization of strong bases and quantitative
production of inorganic salts as by-products. Thence, developing an efficient and fluoride free
synthetic route for the synthesis of alkynylsilicon compounds is a desirable task.
It is well known in the literature that NHCs could form hypervalent complexes with silicon
compounds. This concept has been applied to activate Ruppert’s reagent for the trifluoromethylation of different electrophiles. Herein we report NHC-catalyzed
trimethylsilylation of terminal acetylenes using CF3 anion as a traceless base under solvent free
conditions. The reaction conditions were optimized by treating phenyl acetylene and Ruppert’s
reagent under different conditions; to our surprise, the reaction worked pretty well under solvent
free condition to produce trimethylsilylated acetylenes in excellent yields.
Encouraged by the above results, we applied this strategy for indoles as well to access Nsilylated
indoles. N-silylatedindoles are found to be fascinating intermediates in synthetic organic
chemistry, as indoles are vital synthons in many natural product syntheses. Traditionally, Nsilylated
indoles are synthesized by deprotonation of indoles by using strong bases followed by
quenching with a silyl electrophile. Recently, metal catalyzed dehydrogenative Si–N coupling
methods21 have also been developed. Under optimized conditions, most of the substituted indoles
were converted to their N-silylatedindoles . Solvent free conditions, high yield of
products, less reaction time, simple work-up procedure are the key features of this methodology.
Chapter 4:
N-heterocyclic carbene catalyzed oxidative esterification of aldehydes with aryl boronic
acids.
Aryl benzoate derivatives have served as significant building blocks in many natural
products and active pharmaceutical ingredients (APIs). Numerous approaches have been
reported for the construction of ester functionality. Traditionally, aryl benzoate derivatives are
synthesized either by acid catalyzed esterification or by transesterification reactions. Apart from
these strategies, Baeyer-Villiger oxidation, organocatalytic esterification and transition metal
catalyzed coupling reactions are the additional alternatives. While working on N-heterocyclic carbene catalyzed organic transformations, we envisioned that aryl benzoates could be directly
accessed through NHC catalyzed aerobic oxidation of aryl aldehydes using boronic acids,
especially in the absence of metal catalyst. In this chapter, the NHC-catalyzed oxidative
esterification of aldehydes with aryl boronic acids are discussed.
The extensive optimization studies revealed that the NHC derived from SIPr.HCl worked
exceptionally well for NHC-catalyzed oxidative esterification of aldehydes with aryl boronic
acids. Having the optimal reaction conditions in hand, scope and limitations of this
transformation were screened by using diverse range of aldehydes and aryl boronic acids and in
most of the cases the esters were obtained in excellent yields. Unfortunately, this methodology
was not suitable for aliphatic aldehydes and boronic acids. Mechanistic details have been
thoroughly investigated through the isotopic labelling experiment.